At Brecek & Young Advisors, Inc., you the representative, are our client. We are a firm that was founded by representatives, and we are a company that understands who you are and what you do. Brecek & Young provides a relationship that goes well beyond the typical broker dealer. When you choose Brecek & Young, you become part of our family. A strong personal and professional relationship between our registered representatives and associates is our gold standard.
Everything you are looking for in a Broker Dealer/RIA is at Brecek and Young. We have the technology, the products, the support, and the follow through you deserve. but most important, we have the staff (1 employee for every 8 representatives) to make you happy and to ensure that you feel like part of the family.
We are different than other firms you may have considered. At Brecek & Young:
- Every Department has Service Standards: Service Standards are important to you because you need to know how quickly, and accurately, your firm will follow up on your needs. These standards were developed by our representatives and they are strictly enforced.
- Compliance is your friend: We don’t have a “sales prevention” department at Brecek and Young. Our friendly compliance department is here to help you, and they will keep you out of trouble.
- We don’t tell you what to sell or how to sell it: You don’t have to change a thing when you come to our firm. If you want to sell on a clearing platform, you can. If you want to do business direct with the carrier, you can. Regardless of how you do business, everything is on one consolidated statement.
- You decide if you want a practice that is fee driven or commission based: We have a wide range of fee based and transaction based platforms. You tell us how you want to do business.
Brecek & Young started as a Registered Investment Advisory Firm
in 1992 and immediately gained status as the largest office of
supervisory jurisdiction (OSJ) for a major broker dealer.
In 1996, through a contractual arrangement, we formed our own
broker dealer, starting with 75 representatives. In a few short years,
we have grown substantially, increasing our number of representatives
by 500%.
In 2004, we were purchased by Security Benefit Corporation in
Topeka, KS. Security Benefit is committed to helping us increase
our growth and in providing the tools and infrastructure we need
to achieve this goal.
We are securities registered, insurance licensed in every state
and a federally covered Registered Investment Advisory Firm.
Our national headquarters is based in Folsom, California and the
Midwest/East Coast headquarters is located in Cincinnati, Ohio.
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Awards and Accomplishments
- Named Broker Dealer of the Year in 1999, 2000, 2001,
2005 and 2007. (Investment Advisor Magazine)
- Broker Dealer Excellence Award for Technology, Wealth Management, Service, and Payouts (Boomer Market Advisor Magazine 2007)
- Out of 40,000 firms in Northern California, Brecek & Young
was ranked as one of the 100 fastest growing companies, for
nine consecutive years. (Sacramento Business Journal)
- Named one of Sacramento’s “10 Most Admired Companies.”
(Comstock’s Magazine)
- One of the top 50 broker dealers with reps producing greater
than $100,000 in 2007. (Investment News)
- DALBAR’s 2003 Financial Professional Program named
Brecek & Young “Best Overall Broker Dealer” and “Best
Operational Support” as ranked by registered representatives.
